Form 4 for AZO AutoZone
Accepted 2022-10-11 00:00:00 ET · period of report 2022-10-06 · accession 0001225208-22-010946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-11 | 2022-10-06+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale+OE | $2,231.56 | -10.9K | 25.9K | -30% | -$24.22M |
| DM | 2022-10-11 | 2022-10-06+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $737.66 | +25.4K | 26.4K | +2,600% | +$18.72M |
| DM | 2022-10-11 | 2022-10-06+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -25.4K | 44.5K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-06 | S | D | 900 | $2,230.67 | 20,037.18 | D | — | — | (F15) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,230.36 - $2,230.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2022-10-06 | S | D | 1,050 | $2,229.57 | 18,987.18 | D | — | — | (F16) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,229.23 - $2,230.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2022-10-06 | S | D | 1,111 | $2,226.29 | 17,876.18 | D | — | — | (F17) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,225.60 - $2,226.55 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2022-10-06 | S | D | 1,900 | $2,227.12 | 15,976.18 | D | — | — | (F18) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,226.65 - $2,227.36 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2022-10-11 | M | A | 15,000 | $736.00 | 30,976.18 | D | — | — | |
| 6 | Common | Common Stock | 2022-10-11 | S | D | 20 | $2,257.01 | 30,956.18 | D | — | — | |
| 7 | Common | Common Stock | 2022-10-11 | S | D | 100 | $2,259.03 | 30,856.18 | D | — | — | (F19) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,258.83 - $2,259.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 8 | Common | Common Stock | 2022-10-11 | S | D | 152 | $2,263.08 | 30,704.18 | D | — | — | (F20) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,262.29 - $2,263.27 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 9 | Common | Common Stock | 2022-10-11 | S | D | 200 | $2,278.42 | 30,504.18 | D | — | — | (F21) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,278.27 - $2,278.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 10 | Common | Common Stock | 2022-10-06 | S | D | 142 | $2,223.63 | 25,717.18 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,223.17 - $2,224.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 11 | Common | Common Stock | 2022-10-06 | S | D | 200 | $2,241.25 | 25,517.18 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,241.01 - $2,241.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 12 | Common | Common Stock | 2022-10-06 | S | D | 200 | $2,239.21 | 25,317.18 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,238.97 - $2,239.44 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 13 | Common | Common Stock | 2022-10-06 | S | D | 200 | $2,237.55 | 25,117.18 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,237.14 - $2,237.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 14 | Common | Common Stock | 2022-10-06 | S | D | 200 | $2,219.57 | 24,917.18 | D | — | — | |
| 15 | Common | Common Stock | 2022-10-06 | S | D | 300 | $2,235.98 | 24,617.18 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,235.82 - $2,236.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 16 | Common | Common Stock | 2022-10-06 | S | D | 300 | $2,234.99 | 24,317.18 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,234.71 - $2,235.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 17 | Common | Common Stock | 2022-10-06 | S | D | 315 | $2,218.57 | 24,002.18 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,218.00 - $2,218.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 18 | Common | Common Stock | 2022-10-06 | S | D | 357 | $2,240.09 | 23,645.18 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,239.76 - $2,240.73 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 19 | Common | Common Stock | 2022-10-06 | S | D | 400 | $2,233.84 | 23,245.18 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,233.50 - $2,234.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 20 | Common | Common Stock | 2022-10-06 | S | D | 449 | $2,222.58 | 22,796.18 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,222.02 - $2,222.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 21 | Common | Common Stock | 2022-10-06 | S | D | 450 | $2,233.02 | 22,346.18 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,232.50 - $2,233.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 22 | Common | Common Stock | 2022-10-06 | S | D | 659 | $2,231.71 | 21,687.18 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,231.37 - $2,232.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 23 | Common | Common Stock | 2022-10-06 | S | D | 750 | $2,228.28 | 20,937.18 | D | — | — | (F14) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,227.87 - $2,228.64 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 24 | Common | Common Stock | 2022-10-06 | M | A | 5,489 | $736.00 | 21,465.18 | D | — | — | |
| 25 | Common | Common Stock | 2022-10-06 | M | A | 4,892 | $744.62 | 26,357.18 | D | — | — | |
| 26 | Common | Common Stock | 2022-10-06 | S | D | 98 | $2,224.37 | 26,259.18 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,224.30 - $2,224.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 27 | Common | Common Stock | 2022-10-06 | S | D | 100 | $2,246.22 | 26,159.18 | D | — | — | |
| 28 | Common | Common Stock | 2022-10-06 | S | D | 100 | $2,244.06 | 26,059.18 | D | — | — | |
| 29 | Common | Common Stock | 2022-10-06 | S | D | 100 | $2,242.77 | 25,959.18 | D | — | — | |
| 30 | Common | Common Stock | 2022-10-06 | S | D | 100 | $2,221.48 | 25,859.18 | D | — | — | |
| 31 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-10-06 | M | D | 4,892 | $0.00 | 0 | D | $744.62 · — to 2025-10-07 | 4,892 Common Stock | (F22) Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. (F23) Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively. |
| 32 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-10-11 | M | D | 15,000 | $0.00 | 29,511 | D | $736.00 · — to 2025-10-08 | 15,000 Common Stock | (F22) Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. (F24) Options exercisable in one-half increments on October 7, 2019, and October 7, 2020, respectively. |
| 33 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-10-06 | M | D | 5,489 | $0.00 | 44,511 | D | $736.00 · — to 2025-10-08 | 5,489 Common Stock | (F22) Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. (F24) Options exercisable in one-half increments on October 7, 2019, and October 7, 2020, respectively. |