Form 4 for EW Edwards Lifesciences
Accepted 2022-10-14 00:00:00 ET · period of report 2022-10-14 · accession 0001225208-22-010970 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-14 | 2022-10-14 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | S - Sale+OE | $82.84 | -19.9K | 157.4K | -11% | -$1.65M |
| D | 2022-10-14 | 2022-10-14 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | M - OptEx | $35.20 | +29.4K | 186.7K | +19% | +$1.03M |
| D | 2022-10-14 | 2022-10-14 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | G - Gift | $0.00 | -9,500 | 171.8K | -5% | $0 |
| DI | 2022-10-14 | 2022-10-14 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | G - Gift | $0.00 | +9,500 | 3.45M | +0.3% | $0 |
| D | 2022-10-14 | 2022-10-14 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | M - OptEx | $0.00 | -29.4K | 205.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-14 | S | D | 2,978 | $83.38 | 181,349.82 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $82.950 to $83.910. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-10-14 | M | A | 29,375 | $35.20 | 186,727.82 | D By Living Trust | — | — | |
| 3 | Common | Common Stock | 2022-10-14 | S | D | 600 | $85.28 | 186,127.82 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $85.070 to $85.775 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2022-10-14 | S | D | 1,800 | $84.64 | 184,327.82 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $84.020 to $85.000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2022-10-14 | G | D | 9,500 | $0.00 | 171,849.82 | D | — | — | |
| 6 | Common | Common Stock | 2022-10-14 | G | A | 9,500 | $0.00 | 3,454,017 | I | — | — | |
| 7 | Common | Common Stock | 2022-10-14 | S | D | 14,497 | $82.41 | 157,352.82 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $81.920 to $82.750. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Employee Stock Option (Right to Acquire) | 2022-10-14 | M | D | 29,375 | $0.00 | 205,625 | D | $35.20 · 2016-06-12 to 2023-05-11 | 29,375 Common Stock |