Form 4 for RJF Raymond James Financial
Accepted 2022-10-18 00:00:00 ET · period of report 2022-10-15 · accession 0001225208-22-011003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-18 | 2022-10-15 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | +591 | 19.8K | +3% | $0 |
| D | 2022-10-18 | 2022-10-15 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | -591 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-15 | M | A | 591 | $0.00 | 19,764 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Derivative | Restricted Stock Units | 2022-10-15 | M | D | 591 | $0.00 | 0 | D | — · 2022-10-15 to 2022-10-15 | 591 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |