Form 4 for RJF Raymond James Financial
Accepted 2022-11-23 00:00:00 ET · period of report 2022-11-21 · accession 0001225208-22-011889 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-23 | 2022-11-22 | RJF | Oorlog Jonathan W JR | Senior VP, Ctrl | M - OptEx | $0.00 | +2,250 | 13.5K | +20% | $0 |
| DM | 2022-11-23 | 2022-11-22 | RJF | Oorlog Jonathan W JR | Senior VP, Ctrl | F - Tax | $123.52 | -517 | 13.0K | -4% | -$63.9K |
| D | 2022-11-23 | 2022-11-21 | RJF | Oorlog Jonathan W JR | Senior VP, Ctrl | A - Grant | $0.00 | +2,056 | 2,056 | New | $0 |
| DM | 2022-11-23 | 2022-11-22 | RJF | Oorlog Jonathan W JR | Senior VP, Ctrl | M - OptEx | $0.00 | -2,250 | 1,200 | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-22 | M | A | 1,800 | $0.00 | 13,062 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2022-11-22 | F | D | 103 | $123.52 | 13,409 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-22 | M | A | 450 | $0.00 | 13,512 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2022-11-22 | F | D | 414 | $123.52 | 12,995 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-11-21 | A | A | 2,056 | $0.00 | 2,056 | D | — · 2025-11-30 to 2025-11-30 | 2,056 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Derivative | Restricted Stock Units | 2022-11-22 | M | D | 450 | $0.00 | 0 | D | — · — to 2022-11-22 | 450 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/22/2020, 20% on 11/22/2021, and 20% on 11/22/2022. |
| 7 | Derivative | Restricted Stock Units | 2022-11-22 | M | D | 1,800 | $0.00 | 1,200 | D | — · — to 2024-11-22 | 1,800 Common Stock | (F5) The RSU grant was previously reported as covering 2,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024. |