Form 4 for RJF Raymond James Financial
Accepted 2022-11-25 00:00:00 ET · period of report 2022-11-22 · accession 0001225208-22-011917 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-25 | 2022-11-22 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | F - Tax | $123.52 | -1,095 | 12.2K | -8% | -$135.3K |
| D | 2022-11-25 | 2022-11-22 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | +4,500 | 13.3K | +51% | $0 |
| D | 2022-11-25 | 2022-11-22 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | -4,500 | 3,000 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-22 | F | D | 1,095 | $123.52 | 12,182 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-22 | M | A | 4,500 | $0.00 | 13,277 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Derivative | Restricted Stock Units | 2022-11-22 | M | D | 4,500 | $0.00 | 3,000 | D | — · — to 2024-11-22 | 4,500 Common Stock | (F4) The RSU grant was previously reported as covering 5,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024. |