Form 4 for RJF Raymond James Financial
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-29 · accession 0001225208-22-012033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-01 | 2022-11-29+ | RJF | Dowdle Jeffrey A | COO, Head of Asset Mgmt | F - Tax | $116.16 | -1,145 | 46.7K | -2% | -$133.0K |
| D | 2022-12-01 | 2022-11-28 | RJF | Dowdle Jeffrey A | COO, Head of Asset Mgmt | G - Gift | $0.00 | -1,320 | 45.8K | -3% | $0 |
| DM | 2022-12-01 | 2022-11-29+ | RJF | Dowdle Jeffrey A | COO, Head of Asset Mgmt | M - OptEx | $0.00 | +3,000 | 53.0K | +6% | $0 |
| D | 2022-12-01 | 2022-11-30 | RJF | Dowdle Jeffrey A | COO, Head of Asset Mgmt | A - Grant | $0.00 | +4,723 | 51.5K | +10% | $0 |
| DM | 2022-12-01 | 2022-11-29+ | RJF | Dowdle Jeffrey A | COO, Head of Asset Mgmt | M - OptEx | $0.00 | -3,000 | 1,500 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-30 | F | D | 590 | $116.90 | 52,362 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-28 | G | D | 1,320 | $0.00 | 45,784 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-29 | M | A | 1,500 | $0.00 | 47,284 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2022-11-29 | F | D | 555 | $115.37 | 46,729 | D | — | — | |
| 5 | Common | Common Stock | 2022-11-30 | A | A | 4,723 | $0.00 | 51,452 | D | — | — | (F2) Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2019. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. |
| 6 | Common | Common Stock | 2022-11-30 | M | A | 1,500 | $0.00 | 52,952 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 7 | Derivative | Restricted Stock Units | 2022-11-30 | M | D | 1,500 | $0.00 | 0 | D | — · — to 2022-11-30 | 1,500 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. |
| 8 | Derivative | Restricted Stock Units | 2022-11-29 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2023-11-29 | 1,500 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023. |