Form 4 for CARR Carrier Global
Accepted 2022-12-05 00:00:00 ET · period of report 2022-12-01 · accession 0001225208-22-012290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-05 | 2022-12-01 | CARR | Goris Patrick P. | SVP, CFO | F - Tax | $44.93 | -7,147 | 22.4K | -24% | -$321.1K |
| D | 2022-12-05 | 2022-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | +18.2K | 29.6K | +159% | $0 |
| D | 2022-12-05 | 2022-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | -18.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-01 | F | D | 7,147 | $44.93 | 22,409 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-01 | M | A | 18,162 | $0.00 | 29,556 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit RSU | 2022-12-01 | M | D | 18,162 | $0.00 | 0 | D | — · 2022-12-01 to — | 18,162 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |