Form 4 for RJF Raymond James Financial
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001225208-22-012662 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-14 | 2022-12-12+ | RJF | Shoukry Paul M | CFO, Treas | F - Tax | $113.79 | -1,431 | 16.1K | -8% | -$162.8K |
| DM | 2022-12-14 | 2022-12-12+ | RJF | Shoukry Paul M | CFO, Treas | M - OptEx | $0.00 | +3,638 | 17.1K | +27% | $0 |
| D | 2022-12-14 | 2022-12-09 | RJF | Shoukry Paul M | CFO, Treas | G - Gift | $0.00 | -880 | 14.5K | -6% | $0 |
| DM | 2022-12-14 | 2022-12-12+ | RJF | Shoukry Paul M | CFO, Treas | M - OptEx | $0.00 | -3,638 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-13 | F | D | 369 | $111.52 | 16,700 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-12 | M | A | 2,700 | $0.00 | 17,193 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2022-12-13 | M | A | 938 | $0.00 | 17,069 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2022-12-09 | G | D | 880 | $0.00 | 14,493 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-12 | F | D | 1,062 | $114.58 | 16,131 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-12-12 | M | D | 2,700 | $0.00 | 1,800 | D | — · — to 2024-12-12 | 2,700 Common Stock | (F4) The RSU grant was previously reported as covering 3,000 shares awarded on December 12, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 12/12/2022 and will vest 20% on 12/12/2023 and 20% on 12/12/2024. |
| 7 | Derivative | Restricted Stock Units | 2022-12-13 | M | D | 938 | $0.00 | 0 | D | — · 2022-12-13 to 2022-12-13 | 938 Common Stock | (F5) The RSU grant was previously reported as covering 625 shares awarded on December 13, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |