Form 4 for RJF Raymond James Financial
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001225208-22-012839 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-15 | 2022-12-13 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | +549 | 23.4K | +2% | $0 |
| DM | 2022-12-15 | 2022-12-15 | RJF | Carter Horace | Pres, Fixed Income | A - Grant | $0.00 | +7,367 | 1,927 | New | $0 |
| D | 2022-12-15 | 2022-12-13 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | -549 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-13 | M | A | 549 | $0.00 | 23,373 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Derivative | Restricted Stock Units | 2022-12-15 | A | A | 5,440 | $0.00 | 5,440 | D | — · — to 2027-12-15 | 5,440 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. |
| 3 | Derivative | Restricted Stock Units | 2022-12-15 | A | A | 1,927 | $0.00 | 1,927 | D | — · 2025-12-15 to 2025-12-15 | 1,927 Common Stock | (F4) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2022-12-13 | M | D | 549 | $0.00 | 0 | D | — · 2022-12-13 to 2022-12-13 | 549 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |