Form 4 for CARR Carrier Global
Accepted 2023-01-03 00:00:00 ET · period of report 2023-01-02 · accession 0001225208-23-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-03 | 2023-01-02 | CARR | O'Connor Kevin J. | CLO, Senior VP | F - Tax | $41.25 | -12.5K | 28.5K | -30% | -$515.1K |
| D | 2023-01-03 | 2023-01-02 | CARR | O'Connor Kevin J. | CLO, Senior VP | M - OptEx | $0.00 | +40.5K | 41.0K | +7,843% | $0 |
| D | 2023-01-03 | 2023-01-02 | CARR | O'Connor Kevin J. | CLO, Senior VP | M - OptEx | $0.00 | -40.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-02 | F | D | 12,487 | $41.25 | 28,500 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-02 | M | A | 40,471 | $0.00 | 40,987 | D | — | — | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |
| 3 | Derivative | Restricted Stock Unit RSU | 2023-01-02 | M | D | 40,471 | $0.00 | 0 | D | — · 2023-01-02 to — | 40,471 Common Stock | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. (F2) The Expiration Date is January 2, 2023 |