InsiderTrades

Form 4 for NRG NRG Energy

Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001225208-23-000288 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-01-04 2023-01-02 NRG Curci Brian EVP, GC A - Grant $0.00 +18.7K 72.1K +35% $0
DM 2023-01-04 2023-01-02 NRG Curci Brian EVP, GC F - Tax $0.00 -2,182 69.9K -3% $0
D 2023-01-04 2023-01-02 NRG Curci Brian EVP, GC A - Grant $0.00 +30.9K 30.9K New $0
D 2023-01-04 2023-01-02 NRG Curci Brian EVP, GC J - Other $0.00 -8,451 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $.01 per share 2023-01-02 A A 18,693 $0.00 72,120 D — — (F1) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
2 Common Common Stock, par value $.01 per share 2023-01-02 F D 593 $0.00 71,527 D — — (F2) On January 2, 2020, the Reporting Person was issued 4,892 RSUs by NRG under the LTIP. On January 2, 2023, 1,634 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 593 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 178 DERs vested, resulting in the Reporting Person holding 654 DERs in the aggregate.
3 Common Common Stock, par value $.01 per share 2023-01-02 F D 625 $0.00 70,902 D — — (F3) On January 2, 2020, the Reporting Person was issued 5,358 RSUs by NRG under the LTIP. On January 2, 2023, 1,784 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 625 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 126 DERs vested, resulting in the Reporting Person holding 528 DERs in the aggregate.
4 Common Common Stock, par value $.01 per share 2023-01-02 F D 964 $0.00 69,938 D — — (F4) On January 2, 2022, the Reporting Person was issued 9,575 RSUs by NRG under the LTIP. On January 2, 2023, 3,188 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 964 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 115 DERs vested, resulting in the Reporting Person holding 413 DERs in the aggregate.
5 Derivative Relative Performance Stock Units 2023-01-02 A A 30,895 $0.00 30,895 D $0.00 · 2026-01-02 to 2026-01-02 30,895 Common Stock, par value $.01 per share (F6) On January 2, 2023, the Reporting Person was issued 32,895 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.
6 Derivative Relative Performance Stock Units 2023-01-02 J D 8,451 $0.00 0 D — · 2023-01-02 to 2023-01-02 8,451 Common Stock, par value $.01 per share (F5) The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.