InsiderTrades

Form 4 for NRG NRG Energy

Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001225208-23-000289 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-01-04 2023-01-02 NRG Gaudette Robert J EVP, NRG Business F - Tax $0.00 -1,849 76.8K -2% $0
D 2023-01-04 2023-01-02 NRG Gaudette Robert J EVP, NRG Business A - Grant $0.00 +21.1K 78.6K +37% $0
D 2023-01-04 2023-01-02 NRG Gaudette Robert J EVP, NRG Business J - Other $0.00 -9,372 0 -100% $0
D 2023-01-04 2023-01-02 NRG Gaudette Robert J EVP, NRG Business A - Grant $0.00 +34.8K 34.8K New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $.01 per share 2023-01-02 F D 610 $0.00 77,423 D — — (F3) On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2023, 1,923 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 610 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 135 DERs vested, resulting in the Reporting Person holding 456 DERs in the aggregate.
2 Common Common Stock, par value $.01 per share 2023-01-02 F D 596 $0.00 78,033 D — — (F2) On January 2, 2020, the Reporting Person was issued 5,425 RSUs by NRG under the LTIP. On January 2, 2023, 1,812 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 596 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 197 DERs vested, resulting in the Reporting Person holding 591 DERs in the aggregate.
3 Common Common Stock, par value $.01 per share 2023-01-02 A A 21,053 $0.00 78,629 D — — (F1) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
4 Common Common Stock, par value $.01 per share 2023-01-02 F D 643 $0.00 76,780 D — — (F4) On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2023, 2,392 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 86 DERs vested, resulting in the Reporting Person holding 370 DERs in the aggregate.
5 Derivative Relative Performance Stock Units 2023-01-02 J D 9,372 $0.00 0 D — · 2023-01-02 to 2023-01-02 9,372 Common Stock, par value $.01 per share (F5) The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.
6 Derivative Relative Performance Stock Units 2023-01-02 A A 34,794 $0.00 34,794 D $0.00 · 2026-01-02 to 2026-01-02 34,794 Common Stock, par value $.01 per share (F6) On January 2, 2023, the Reporting Person was issued 34,794 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.