InsiderTrades

Form 4 for NRG NRG Energy

Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001225208-23-000292 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-01-04 2023-01-02 NRG Moser Christopher EVP, Head of Com Mkts, Policy F - Tax $0.00 -3,243 167.1K -2% $0
D 2023-01-04 2023-01-02 NRG Moser Christopher EVP, Head of Com Mkts, Policy A - Grant $0.00 +7,260 170.3K +4% $0
D 2023-01-04 2023-01-02 NRG Moser Christopher EVP, Head of Com Mkts, Policy A - Grant $0.00 +12.0K 12.0K New $0
D 2023-01-04 2023-01-02 NRG Moser Christopher EVP, Head of Com Mkts, Policy J - Other $0.00 -16.6K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $.01 per share 2023-01-02 F D 1,043 $0.00 168,240 D — — (F3) On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2023, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,043 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 133 DERs vested, resulting in the Reporting Person holding 912 DERs in the aggregate.
2 Common Common Stock, par value $.01 per share 2023-01-02 F D 1,037 $0.00 169,283 D — — (F2) On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2023, 3,301 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,037 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 233 DERs vested, resulting in the Reporting Person holding 1,045 DERs in the aggregate.
3 Common Common Stock, par value $.01 per share 2023-01-02 A A 7,260 $0.00 170,320 D — — (F1) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
4 Common Common Stock, par value $.01 per share 2023-01-02 F D 1,163 $0.00 167,077 D — — (F4) On January 2, 2020, the Reporting Person was issued 9,594 RSUs by NRG under the LTIP. On January 2, 2023, 3,205 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,163 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 349 DERs vested, resulting in the Reporting Person holding 563 DERs in the aggregate.
5 Derivative Relative Performance Stock Units 2023-01-02 A A 11,998 $0.00 11,998 D $0.00 · 2026-01-02 to 2026-01-02 11,998 Common Stock, par value $.01 per share (F6) On January 2, 2023, the Reporting Person was issued 11,998 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.
6 Derivative Relative Performance Stock Units 2023-01-02 J D 16,573 $0.00 0 D — · 2023-01-02 to 2023-01-02 16,573 Common Stock, par value $.01 per share (F5) The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.