Form 4 for NRG NRG Energy

Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001225208-23-000293 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-01-04	2023-01-02	NRG	Picarello Emily	Vice Pres, Corp Ctrl	F - Tax	$0.00	-727	13.8K	-5%	$0
	2023-01-04	2023-01-02	NRG	Picarello Emily	Vice Pres, Corp Ctrl	A - Grant	$0.00	+7,866	14.6K	+117%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $.01 per share	2023-01-02	F	D	727	$0.00	13,843	D	—	—	(F2) On January 2, 2022, the Reporting Person was issued 5,327 RSUs by NRG under the LTIP. On January 2, 2023, 1,773 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 727 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 64 DERs vested, resulting in the Reporting Person holding 127 DERs in the aggregate.
2	Common	Common Stock, par value $.01 per share	2023-01-02	A	A	7,866	$0.00	14,570	D	—	—	(F1) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.