Form 4 for JPM JPMorgan Chase
Accepted 2023-01-17 20:52:00 ET · period of report 2023-01-13 · accession 0001225208-23-000686 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Piepszak Jennifer | Co-CEO CCB | M - OptEx | $0.00 | +22.3K | 33.4K | +200% | $0 |
| D | 2023-01-17 20:52 | 2023-01-13 | JPM | Piepszak Jennifer | Co-CEO CCB | F - Tax | $139.15 | -11.3K | 22.2K | -34% | -$1.57M |
| D | 2023-01-17 20:52 | 2023-01-17 | JPM | Piepszak Jennifer | Co-CEO CCB | S - Sale+OE | $140.32 | -10.5K | 11.7K | -47% | -$1.47M |
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Piepszak Jennifer | Co-CEO CCB | M - OptEx | $0.00 | -22.3K | 12.1K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-13 | M | A | 12,118 | $0.00 | 23,253 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 2 | Common | Common Stock | 2023-01-13 | M | A | 10,191 | $0.00 | 33,444 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 3 | Common | Common Stock | 2023-01-13 | F | D | 11,282 | $139.15 | 22,162 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-17 | S | D | 10,462 | $140.32 | 11,700 | D | — | — | (F2) Sale pursuant to 10b5-1 plan dated November 2, 2022. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 10,191 | $0.00 | 0 | D | — · — to 2023-01-13 | 10,191 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F3) Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 12,118 | $0.00 | 12,118 | D | — · — to 2024-01-13 | 12,118 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F4) Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. |