Form 4 for JPM JPMorgan Chase
Accepted 2023-01-17 20:52:01 ET · period of report 2023-01-13 · accession 0001225208-23-000687 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Petno Douglas B | CEO Commercial Banking | M - OptEx | $0.00 | +26.7K | 268.0K | +11% | $0 |
| D | 2023-01-17 20:52 | 2023-01-13 | JPM | Petno Douglas B | CEO Commercial Banking | F - Tax | $139.15 | -13.7K | 254.4K | -5% | -$1.90M |
| D | 2023-01-17 20:52 | 2023-01-17 | JPM | Petno Douglas B | CEO Commercial Banking | S - Sale+OE | $140.30 | -11.6K | 242.7K | -5% | -$1.63M |
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Petno Douglas B | CEO Commercial Banking | M - OptEx | $0.00 | -26.7K | 13.2K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-13 | M | A | 13,430 | $0.00 | 254,792 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 2 | Common | Common Stock | 2023-01-13 | M | A | 13,249 | $0.00 | 268,041 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 3 | Common | Common Stock | 2023-01-13 | F | D | 13,668 | $139.15 | 254,373 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-17 | S | D | 11,644 | $140.30 | 242,729 | D | — | — | (F2) Sale pursuant to 10b5-1 plan dated November 12, 2022. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 13,430 | $0.00 | 0 | D | — · — to 2023-01-13 | 13,430 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F3) Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 13,249 | $0.00 | 13,249 | D | — · — to 2024-01-13 | 13,249 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F4) Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. |