Form 4 for JPM JPMorgan Chase
Accepted 2023-01-17 20:52:08 ET · period of report 2023-01-13 · accession 0001225208-23-000688 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Lake Marianne | Co-CEO CCB | M - OptEx | $0.00 | +32.0K | 113.5K | +39% | $0 |
| D | 2023-01-17 20:52 | 2023-01-13 | JPM | Lake Marianne | Co-CEO CCB | F - Tax | $139.15 | -16.7K | 96.9K | -15% | -$2.32M |
| D | 2023-01-17 20:52 | 2023-01-17 | JPM | Lake Marianne | Co-CEO CCB | S - Sale+OE | $141.00 | -10.0K | 86.9K | -10% | -$1.41M |
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Lake Marianne | Co-CEO CCB | M - OptEx | $0.00 | -32.0K | 16.1K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-13 | M | A | 16,103 | $0.00 | 97,592 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 2 | Common | Common Stock | 2023-01-13 | M | A | 15,942 | $0.00 | 113,534 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 3 | Common | Common Stock | 2023-01-13 | F | D | 16,670 | $139.15 | 96,864 | D | — | — | (F2) Balance reflects a) 9,697 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; b) 6,126 shares transferred from a GRAT to the Grantor on April 27, 2022; and c) 41,823 shares transferred from the Grantor to fund a new GRAT on April 28, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| 4 | Common | Common Stock | 2023-01-17 | S | D | 10,000 | $141.00 | 86,864 | D | — | — | (F3) Sale pursuant to 10b5-1 plan dated November 14, 2022. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 15,942 | $0.00 | 0 | D | — · — to 2023-01-13 | 15,942 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F5) Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 16,103 | $0.00 | 16,103 | D | — · — to 2024-01-13 | 16,103 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F6) Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. |