Form 4 for JPM JPMorgan Chase
Accepted 2023-01-17 20:52:19 ET · period of report 2023-01-13 · accession 0001225208-23-000689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Friedman Stacey | GC | M - OptEx | $0.00 | +23.9K | 83.6K | +40% | $0 |
| D | 2023-01-17 20:52 | 2023-01-13 | JPM | Friedman Stacey | GC | F - Tax | $139.15 | -12.2K | 71.5K | -15% | -$1.69M |
| D | 2023-01-17 20:52 | 2023-01-17 | JPM | Friedman Stacey | GC | S - Sale+OE | $140.31 | -23.1K | 48.3K | -32% | -$3.25M |
| DM | 2023-01-17 20:52 | 2023-01-13 | JPM | Friedman Stacey | GC | M - OptEx | $0.00 | -23.9K | 12.1K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-13 | M | A | 12,118 | $0.00 | 71,873 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 2 | Common | Common Stock | 2023-01-13 | M | A | 11,738 | $0.00 | 83,611 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 3 | Common | Common Stock | 2023-01-13 | F | D | 12,152 | $139.15 | 71,459 | D | — | — | (F2) Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| 4 | Common | Common Stock | 2023-01-17 | S | D | 23,148 | $140.31 | 48,311 | D | — | — | (F3) Sale pursuant to 10b5-1 plan dated October 21, 2022. (F4) Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 20, 2022 and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transactions are exempt from Section 16(b). |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 11,738 | $0.00 | 0 | D | — · — to 2023-01-13 | 11,738 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F5) Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | M | D | 12,118 | $0.00 | 12,118 | D | — · — to 2024-01-13 | 12,118 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F6) Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. |