Form 4 for RF Regions Financial Corporation

Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-25 · accession 0001225208-23-001008 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-01-27	2023-01-25	RF	Peters Scott M.	SEVP	I - Discretionary	$22.43	-25.3K	0	-100%	-$567.8K
D	2023-01-27	2022-11-17	RF	Peters Scott M.	SEVP	G - Gift	$0.00	-663	57.4K	-1%	$0
D	2023-01-27	2023-01-25	RF	Peters Scott M.	SEVP	I - Discretionary	$22.43	-20.3K	18.7K	-52%	-$454.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-25	I	D	25,316.23	$22.43	0	I	—	—	(F1) Includes dividends acquired July 1, 2022; October 3, 2022; and January 3, 2023, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
2	Common	Common Stock	2022-11-17	G	D	663	$0.00	57,429	D By 401(k)	—	—
3	Derivative	Phantom Stock Units	2023-01-25	I	D	20,263.13	$22.43	18,704.43	D	— · — to —	20,263.13 Common Stock	(F4) Includes dividends acquired quarterly in 2021 and 2022, and on January 3, 2023, pursuant to a dividend reinvestment feature of the Plan. (F2) The phantom stock units were accrued under the Regions Financial Corporation Non-Qualified Excess 401(k) Plan. Each phantom stock unit represents the right to the cash value of one share of common stock. (F3) The phantom stock units become payable in cash upon the reporting person's termination of employment in accordance with the form of payment elected by the reporting person.