Form 4 for BR Broadridge Financial Solutions
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-31 · accession 0001225208-23-001164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-31 | BR | Reese Edmund | CFO, Corp. VP | M - OptEx | $0.00 | +1,721 | 6,662 | +35% | $0 |
| D | 2023-02-01 | 2023-01-31 | BR | Reese Edmund | CFO, Corp. VP | F - Tax | $150.36 | -983 | 5,679 | -15% | -$147.8K |
| DM | 2023-02-01 | 2023-01-31 | BR | Reese Edmund | CFO, Corp. VP | M - OptEx | $0.00 | 0 | 1,721 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 1,721 | $0.00 | 6,662.45 | D | — | — | (F1) Each Restricted Stock Unit represents one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 2 | Common | Common Stock | 2023-01-31 | F | D | 983 | $150.36 | 5,679.45 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-01-31 | M | D | 1,721 | — | 0 | D | $0.00 · — to — | 1,721 Common Stock | (F2) Each Restricted Stock Unit represented one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 4 | Derivative | Restricted Stock Unit | 2023-01-31 | M | A | 1,721 | $0.00 | 1,721 | D | — · 2023-01-31 to — | 1,721 Common Stock | (F2) Each Restricted Stock Unit represented one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock. |