Form 4 for UPS United Parcel Service
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-02 · accession 0001225208-23-001274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-03 | 2023-02-02 | UPS | Cesarone Nando | Pres, US Ops | M - OptEx | $124.11 | +9,211 | 22.9K | +67% | +$1.14M |
| D | 2023-02-03 | 2023-02-02 | UPS | Cesarone Nando | Pres, US Ops | S - Sale+OE | $190.00 | -7,767 | 17.5K | -31% | -$1.48M |
| D | 2023-02-03 | 2023-02-02 | UPS | Cesarone Nando | Pres, US Ops | F - Tax | $190.00 | -1,444 | 25.3K | -5% | -$274.4K |
| DM | 2023-02-03 | 2023-02-02 | UPS | Cesarone Nando | Pres, US Ops | M - OptEx | $0.00 | -9,211 | 10.6K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-02 | M | A | 735 | $106.87 | 26,110.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-02-02 | M | A | 2,742 | $105.54 | 20,274.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2023-02-02 | S | D | 7,767 | $190.00 | 17,532.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2023-02-02 | F | D | 1,444 | $190.00 | 25,299.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 5 | Common | Class A Common Stock | 2023-02-02 | M | A | 633 | $104.45 | 26,743.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 6 | Common | Class A Common Stock | 2023-02-02 | M | A | 756 | $106.43 | 25,375.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 7 | Common | Class A Common Stock | 2023-02-02 | M | A | 1,692 | $111.80 | 24,619.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 8 | Common | Class A Common Stock | 2023-02-02 | M | A | 2,653 | $165.66 | 22,927.62 | D | — | — | (F1) Includes 288.4280 shares in the reporting person's 401(k) account. |
| 9 | Derivative | Option to Purchase Class A Common | 2023-02-02 | M | D | 2,742 | $0.00 | 8,226 | D | $105.54 · — to 2030-02-12 | 2,742 Class A Common Stock | (F4) Option to purchase 13,709 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021. |
| 10 | Derivative | Option to Purchase UPS Class A Common | 2023-02-02 | M | D | 633 | $0.00 | 633 | D | $104.45 · — to 2028-03-22 | 633 Class A Common Stock | (F8) Option to purchase 3,163 shares granted on March 22, 2018 vests 20% annually beginning on March 22, 2019. |
| 11 | Derivative | Option to Purchase UPS Class A Common | 2023-02-02 | M | D | 735 | $0.00 | 0 | D | $106.87 · — to 2027-03-01 | 735 Class A Common Stock | (F7) Option to purchase 3,673 shares granted on March 1, 2017. |
| 12 | Derivative | Option to Purchase Class A Common | 2023-02-02 | M | D | 756 | $0.00 | 757 | D | $106.43 · — to 2028-03-01 | 756 Class A Common Stock | (F6) Option to purchase 3,782 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019. |
| 13 | Derivative | Option to Purchase Class A Common | 2023-02-02 | M | D | 1,692 | $0.00 | 3,383 | D | $111.80 · — to 2029-02-14 | 1,692 Class A Common Stock | (F5) Option to purchase 8,457 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. |
| 14 | Derivative | Option to Purchase Class A Common | 2023-02-02 | M | D | 2,653 | $0.00 | 10,616 | D | $165.66 · — to 2031-02-10 | 2,653 Class A Common Stock | (F3) Option to purchase 13,269 shares granted on February 10, 2021 vests 20% annually beginning on February 10, 2022. |