Form 4 for DAN DANA Inc
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001225208-23-001820 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-13 | 2023-02-09+ | DAN | Kraus Timothy R | SVP, CFO | M - OptEx | $0.00 | +14.6K | 14.2K | New | $0 |
| DM | 2023-02-13 | 2023-02-09+ | DAN | Kraus Timothy R | SVP, CFO | F - Tax | $18.13 | -6,692 | 19.5K | -26% | -$121.3K |
| DM | 2023-02-13 | 2023-02-09+ | DAN | Kraus Timothy R | SVP, CFO | M - OptEx | $0.00 | -14.6K | 923 | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2023-02-10 | M | A | 670 | $0.00 | 24,962 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 | 2023-02-10 | M | A | 11,380 | $0.00 | 24,292 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 | 2023-02-09 | M | A | 2,478 | $0.00 | 14,073 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 | 2023-02-09 | M | A | 101 | $0.00 | 14,174 | D | — | — | |
| 5 | Common | Common Stock, par value $0.01 | 2023-02-09 | F | D | 1,262 | $18.56 | 12,912 | D | — | — | (F1) Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. |
| 6 | Common | Common Stock, par value $0.01 | 2023-02-10 | F | D | 5,430 | $18.03 | 19,532 | D | — | — | (F1) Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. |
| 7 | Derivative | Dividend Equivalent Rights | 2023-02-09 | M | D | 101 | $0.00 | 1,593 | D | — · — to — | 101 Common Stock, par value $0.01 | (F2) Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. |
| 8 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 11,380 | $0.00 | 0 | D | — · 2023-02-10 to — | 11,380 Common Stock, par value $0.01 | (F3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. (F5) Restricted stock units granted cliff vest three (3) years from date of grant. |
| 9 | Derivative | Restricted Stock Units | 2023-02-09 | M | D | 2,478 | $0.00 | 2,478 | D | — · 2022-02-09 to — | 2,478 Common Stock, par value $0.01 | (F3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. (F4) Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant. |
| 10 | Derivative | Dividend Equivalent Rights | 2023-02-10 | M | D | 670 | $0.00 | 923 | D | — · — to — | 670 Common Stock, par value $0.01 | (F2) Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. |