Form 4 for DAN DANA Inc
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001225208-23-002112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-15 | DAN | Liedberg Douglas H | SVP, GC, Secty | M - OptEx | $0.00 | +12.3K | 87.7K | +16% | $0 |
| D | 2023-02-16 | 2023-02-15 | DAN | Liedberg Douglas H | SVP, GC, Secty | F - Tax | $18.79 | -5,463 | 85.8K | -6% | -$102.6K |
| DM | 2023-02-16 | 2023-02-15 | DAN | Liedberg Douglas H | SVP, GC, Secty | M - OptEx | $0.00 | -12.3K | 20.2K | -38% | $0 |
| D | 2023-02-16 | 2023-02-14 | DAN | Liedberg Douglas H | SVP, GC, Secty | A - Grant | $0.00 | +32.4K | 32.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2023-02-15 | M | A | 290 | $0.00 | 91,288 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 | 2023-02-15 | F | D | 5,463 | $18.79 | 85,825 | D | — | — | (F1) Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. |
| 3 | Common | Common Stock, par value $0.01 | 2023-02-15 | M | A | 3,345 | $0.00 | 90,998 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 | 2023-02-15 | M | A | 8,682 | $0.00 | 87,653 | D | — | — | |
| 5 | Derivative | Dividend Equivalent Rights | 2023-02-15 | M | D | 290 | $0.00 | 810 | D | — · — to — | 290 Common Stock, par value $0.01 | (F5) Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. |
| 6 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 3,345 | $0.00 | 28,880 | D | — · 2023-02-15 to — | 3,345 Common Stock, par value $0.01 | (F3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. (F6) Restricted stock units granted vest in two (2) equal annual installments beginning on the first anniversary date of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 8,682 | $0.00 | 20,198 | D | — · 2023-02-15 to — | 8,682 Common Stock, par value $0.01 | (F3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. (F4) Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant. |
| 8 | Derivative | Restricted Stock Units | 2023-02-14 | A | A | 32,362 | $0.00 | 32,362 | D | — · 2024-02-14 to — | 32,362 Common Stock, par value $0.01 | (F2) Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan. (F3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. (F4) Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant. |