Form 4 for UPS United Parcel Service
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001225208-23-002550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | UPS | Newman Brian | CFO | M - OptEx | $0.00 | +85.9K | 81.3K | New | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Newman Brian | CFO | F - Tax | $174.44 | -38.7K | 28.3K | -58% | -$6.76M |
| DM | 2023-02-22 | 2023-02-17+ | UPS | Newman Brian | CFO | J - Other | $0.00 | +11.7K | 11.7K | New | $0 |
| D | 2023-02-22 | 2023-02-17 | UPS | Newman Brian | CFO | S - Sale+OE | $182.46 | -19.0K | 0 | -100% | -$3.47M |
| DMI | 2023-02-22 | 2023-02-21 | UPS | Newman Brian | CFO | J - Other | $0.00 | -11.7K | 4,036 | -74% | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Newman Brian | CFO | M - OptEx | $0.00 | -85.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | M | A | 4,758.49 | $0.00 | 86,068.06 | D Trust 2021 | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 184.5714 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-02-17 | F | D | 2,147 | $184.75 | 83,921.06 | D | — | — | (F1) Includes 184.5714 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2023-02-17 | J | D | 19,000 | $0.00 | 64,921.06 | D | — | — | (F1) Includes 184.5714 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2023-02-17 | F | D | 36,588 | $173.84 | 28,333.06 | D | — | — | (F1) Includes 184.5714 shares in the reporting person's 401(k) account. |
| 5 | Common | Class B Common Stock | 2023-02-17 | J | A | 19,000 | $0.00 | 19,000 | D | — | — | |
| 6 | Common | Class B Common Stock | 2023-02-17 | S | D | 19,000 | $182.46 | 0 | D | — | — | (F4) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $182.40 to $182.5950. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Class B Common Stock | 2023-02-21 | J | A | 11,677 | $0.00 | 11,677 | D | — | — | |
| 8 | Common | Class A Common Stock | 2023-02-17 | M | A | 81,125 | $0.00 | 81,309.57 | D Family Trust 2023 | — | — | (F1) Includes 184.5714 shares in the reporting person's 401(k) account. |
| 9 | Common | Class A Common Stock | 2023-02-21 | J | D | 15,713 | $0.00 | 0 | I | — | — | |
| 10 | Common | Class B Common Stock | 2023-02-21 | J | A | 4,036 | $0.00 | 4,036 | I | — | — | |
| 11 | Derivative | Restricted Units 2022 | 2023-02-17 | M | D | 4,758.49 | $0.00 | 0 | D | — · — to — | 4,758.49 Class A Common Stock | (F5) One unit is equivalent to one share of UPS Class A common stock. (F7) Restricted units vested one year after the date of grant. |
| 12 | Derivative | Restricted Performance Units | 2023-02-17 | M | D | 81,125 | $0.00 | 0 | D | — · — to — | 81,125 Class A Common Stock | (F5) One unit is equivalent to one share of UPS Class A common stock. (F6) RPUs were vested when earned on February 8, 2023. |