Form 4 for UPS United Parcel Service
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001225208-23-002551 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | J - Other | $0.00 | 0 | 20.7K | New | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | F - Tax | $174.90 | -18.9K | 80.7K | -19% | -$3.30M |
| DM | 2023-02-22 | 2023-02-17 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | S - Sale+OE | $182.27 | -20.7K | 0 | -100% | -$3.78M |
| DM | 2023-02-22 | 2023-02-17 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | +41.8K | 82.6K | +103% | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | -41.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | J | D | 20,724 | $0.00 | 42,976.46 | D | — | — | (F1) Includes 535.7887 shares in the reporting person's 401(k) account and 59.5400 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2023-02-17 | F | D | 17,026 | $173.84 | 63,700.46 | D | — | — | (F1) Includes 535.7887 shares in the reporting person's 401(k) account and 59.5400 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 3 | Common | Class A Common Stock | 2023-02-17 | F | D | 1,840 | $184.75 | 80,726.46 | D | — | — | (F1) Includes 535.7887 shares in the reporting person's 401(k) account and 59.5400 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 4 | Common | Class B Common Stock | 2023-02-17 | J | A | 20,724 | $0.00 | 20,724 | D | — | — | |
| 5 | Common | Class B Common Stock | 2023-02-17 | S | D | 2,149 | $183.51 | 18,575 | D | — | — | (F4) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $183.45 to $183.55. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Class B Common Stock | 2023-02-17 | S | D | 4,112 | $182.70 | 14,463 | D | — | — | (F5) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $182.42 to $183.18. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Class A Common Stock | 2023-02-17 | M | A | 37,750 | $0.00 | 78,488.05 | D | — | — | (F1) Includes 535.7887 shares in the reporting person's 401(k) account and 59.5400 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 8 | Common | Class B Common Stock | 2023-02-17 | S | D | 14,463 | $181.96 | 0 | D | — | — | (F6) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $181.41 to $182.40. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Class A Common Stock | 2023-02-17 | M | A | 4,078.41 | $0.00 | 82,566.46 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 535.7887 shares in the reporting person's 401(k) account and 59.5400 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 10 | Derivative | Restricted Units 2022 | 2023-02-17 | M | D | 4,078.41 | $0.00 | 0 | D | — · — to — | 4,078.41 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F9) Restricted units vested one year after the date of grant. |
| 11 | Derivative | Restricted Performance Units | 2023-02-17 | M | D | 37,750 | $0.00 | 0 | D | — · — to — | 37,750 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F8) RPUs were vested when earned on February 8. 2023. |