Form 4 for UPS United Parcel Service
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001225208-23-002552 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | F - Tax | $174.75 | -21.0K | 73.0K | -22% | -$3.67M |
| DM | 2023-02-22 | 2023-02-17 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | +47.3K | 89.3K | +113% | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | -47.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | F | D | 1,747 | $184.75 | 92,288.62 | D | — | — | (F1) Includes 2,298.3234 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-02-17 | M | A | 4,691.41 | $0.00 | 94,035.62 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 2,298.3234 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2023-02-17 | F | D | 19,239 | $173.84 | 73,049.62 | D | — | — | (F1) Includes 2,298.3234 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2023-02-17 | M | A | 42,657 | $0.00 | 89,344.21 | D | — | — | (F1) Includes 2,298.3234 shares in the reporting person's 401(k) account. |
| 5 | Derivative | Restricted Units 2022 | 2023-02-17 | M | D | 4,691.41 | $0.00 | 0 | D | — · — to — | 4,691.41 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F5) Restricted units vested one year after the date of grant. |
| 6 | Derivative | Restricted Performance Units | 2023-02-17 | M | D | 42,657 | $0.00 | 0 | D | — · — to — | 42,657 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RPUs were vested when earned on February 8, 2023. |