Form 4 for UPS United Parcel Service
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001225208-23-002555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | UPS | TOME CAROL B | CEO, Dir | M - OptEx | $0.00 | +181.8K | 179.9K | New | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | TOME CAROL B | CEO, Dir | F - Tax | $174.61 | -82.0K | 110.7K | -43% | -$14.32M |
| DM | 2023-02-22 | 2023-02-17 | UPS | TOME CAROL B | CEO, Dir | M - OptEx | $0.00 | -181.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | M | A | 12,813.15 | $0.00 | 192,684.84 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 154.9440 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-02-17 | F | D | 5,779 | $184.75 | 186,905.84 | D | — | — | (F1) Includes 154.9440 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2023-02-17 | F | D | 76,208 | $173.84 | 110,697.84 | D | — | — | (F1) Includes 154.9440 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2023-02-17 | M | A | 168,975 | $0.00 | 179,871.69 | D | — | — | (F1) Includes 154.9440 shares in the reporting person's 401(k) account. |
| 5 | Derivative | Restricted Units 2022 | 2023-02-17 | M | D | 12,813.15 | $0.00 | 0 | D | — · — to — | 12,813.15 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F5) Restricted units vested one year after the date of grant. |
| 6 | Derivative | Restricted Performance Units | 2023-02-17 | M | D | 168,975 | $0.00 | 0 | D | — · — to — | 168,975 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RPUs were vested when earned on February 8, 2023. |