Form 4 for UPS United Parcel Service
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001225208-23-002557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | J - Other | $0.00 | 0 | 14.6K | New | $0 |
| DM | 2023-02-22 | 2023-02-17 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | M - OptEx | $0.00 | +29.8K | 49.5K | +151% | $0 |
| DM | 2023-02-22 | 2023-02-21 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | S - Sale+OE | $178.16 | -14.6K | 13.8K | -51% | -$2.60M |
| DM | 2023-02-22 | 2023-02-17 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | F - Tax | $175.00 | -13.4K | 36.1K | -27% | -$2.35M |
| DM | 2023-02-22 | 2023-02-17 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | M - OptEx | $0.00 | -29.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | J | D | 14,617 | $0.00 | 21,497.08 | D | — | — | (F1) Includes 848.3496 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-02-17 | M | A | 26,626 | $0.00 | 46,390.20 | D | — | — | (F1) Includes 848.3496 shares in the reporting person's 401(k) account. |
| 3 | Common | Class B Common Stock | 2023-02-21 | S | D | 7,617 | $177.76 | 0 | D | — | — | (F7) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $177.10 to $178.09. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class B Common Stock | 2023-02-21 | S | D | 6,200 | $178.52 | 7,617 | D | — | — | (F6) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $178.1050 to $179.0975. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Class B Common Stock | 2023-02-21 | S | D | 800 | $179.22 | 13,817 | D | — | — | (F5) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $179.13 to $179.36. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Class B Common Stock | 2023-02-17 | J | A | 14,617 | $0.00 | 14,617 | D | — | — | |
| 7 | Common | Class A Common Stock | 2023-02-17 | M | A | 3,157.88 | $0.00 | 49,548.08 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 848.3496 shares in the reporting person's 401(k) account. |
| 8 | Common | Class A Common Stock | 2023-02-17 | F | D | 1,425 | $184.75 | 48,123.08 | D | — | — | (F1) Includes 848.3496 shares in the reporting person's 401(k) account. |
| 9 | Common | Class A Common Stock | 2023-02-17 | F | D | 12,009 | $173.84 | 36,114.08 | D | — | — | (F1) Includes 848.3496 shares in the reporting person's 401(k) account. |
| 10 | Derivative | Restricted Performance Units | 2023-02-17 | M | D | 26,626 | $0.00 | 0 | D | — · — to — | 26,626 Class A Common Stock | (F8) One unit is equivalent to one share of UPS Class A common stock. (F9) RPUs were vested when earned on February 8, 2023. |
| 11 | Derivative | Restricted Units 2022 | 2023-02-17 | M | D | 3,157.88 | $0.00 | 0 | D | — · — to — | 3,157.88 Class A Common Stock | (F8) One unit is equivalent to one share of UPS Class A common stock. (F10) Restricted units vested one year after the date of grant. |