Form 4 for RJF Raymond James Financial
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001225208-23-002848 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-27 | 2023-02-23 | RJF | STORY SUSAN N | Dir | M - OptEx | $0.00 | +1,683 | 46.2K | +4% | $0 |
| D | 2023-02-27 | 2023-02-23 | RJF | STORY SUSAN N | Dir | M - OptEx | $0.00 | -1,683 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-23 | M | A | 1,683 | $0.00 | 46,220.53 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 1,683 | $0.00 | 0 | D | — · — to — | 1,683 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. |