Form 4 for PFE Pfizer
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001225208-23-002983 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | PFE | JOHNSON RADY A | EVP | F - Tax | $42.86 | -22.8K | 108.6K | -17% | -$978.7K |
| D | 2023-02-28 | 2023-02-25 | PFE | JOHNSON RADY A | EVP | M - OptEx | $22.89 | +33.7K | 116.5K | +41% | +$770.3K |
| D | 2023-02-28 | 2023-02-25 | PFE | JOHNSON RADY A | EVP | M - OptEx | $0.00 | -33.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | F | D | 14,966 | $43.44 | 93,637 | D | — | — | (F4) The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon). (F5) Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used. |
| 2 | Common | Common Stock | 2023-02-25 | F | D | 7,870 | $41.75 | 108,603 | D | — | — | (F2) The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights. (F3) Price is the closing price of Pfizer common stock on February 24, 2023. |
| 3 | Common | Common Stock | 2023-02-25 | M | A | 33,654 | $22.89 | 116,473 | D | — | — | (F1) The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon). |
| 4 | Derivative | Stock Appreciation Rights | 2023-02-25 | M | D | 33,654 | $0.00 | 0 | D | $22.89 · 2023-02-25 to 2023-02-25 | 33,654 Common Stock |