Form 4 for PFE Pfizer
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001225208-23-002985 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | PFE | SUSMAN SALLY | EVP | F - Tax | $42.75 | -54.9K | 186.8K | -23% | -$2.35M |
| D | 2023-02-28 | 2023-02-25 | PFE | SUSMAN SALLY | EVP | M - OptEx | $22.89 | +73.0K | 209.2K | +54% | +$1.67M |
| D | 2023-02-28 | 2023-02-25 | PFE | SUSMAN SALLY | EVP | M - OptEx | $0.00 | -73.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | F | D | 32,455 | $43.44 | 154,311 | D | — | — | (F4) The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon). (F5) Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used. |
| 2 | Common | Common Stock | 2023-02-25 | F | D | 22,413 | $41.75 | 186,766 | D | — | — | (F2) The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights. (F3) Price is the closing price of Pfizer common stock on February 24, 2023. |
| 3 | Common | Common Stock | 2023-02-25 | M | A | 72,984 | $22.89 | 209,179 | D | — | — | (F1) The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon). |
| 4 | Derivative | Stock Appreciation Rights | 2023-02-25 | M | D | 72,984 | $0.00 | 0 | D | $22.89 · 2023-02-25 to 2023-02-25 | 72,984 Common Stock |