Form 4 for AZO AutoZone
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0001225208-23-003987 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-14 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale+OE | $2,427.27 | -29.5K | 23.4K | -56% | -$71.63M |
| D | 2023-03-16 | 2023-03-14 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $736.00 | +29.5K | 44.3K | +199% | +$21.72M |
| D | 2023-03-16 | 2023-03-14 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -29.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-14 | S | D | 371 | $2,432.49 | 43,154.83 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,431.88 - $2,432.72 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2023-03-14 | M | A | 29,511 | $736.00 | 44,335.83 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-14 | S | D | 108 | $2,425.87 | 44,227.83 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-14 | S | D | 178 | $2,439.31 | 44,049.83 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,439.22 - $2,439.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2023-03-14 | S | D | 200 | $2,429.97 | 43,849.83 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,429.52- $2,430.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 6 | Common | Common Stock | 2023-03-14 | S | D | 324 | $2,434.81 | 43,525.83 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,434.40 - $2,435.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 7 | Common | Common Stock | 2023-03-14 | S | D | 8,609 | $2,420.23 | 14,824.83 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,420.00 - $2,420.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 8 | Common | Common Stock | 2023-03-14 | S | D | 568 | $2,438.41 | 42,586.83 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,438.00 - $2,438.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 9 | Common | Common Stock | 2023-03-14 | S | D | 629 | $2,433.71 | 41,957.83 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,432.89 - $2,433.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 10 | Common | Common Stock | 2023-03-14 | S | D | 678 | $2,422.17 | 41,279.83 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,422.00 - $2,422.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 11 | Common | Common Stock | 2023-03-14 | S | D | 1,893 | $2,424.07 | 39,386.83 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,423.58 - $2,424.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 12 | Common | Common Stock | 2023-03-14 | S | D | 2,099 | $2,424.88 | 37,287.83 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,424.59 - $2,425.53 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 13 | Common | Common Stock | 2023-03-14 | S | D | 4,488 | $2,437.17 | 32,799.83 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,436.93 - $2,437.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 14 | Common | Common Stock | 2023-03-14 | S | D | 4,627 | $2,436.11 | 28,172.83 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,435.92 - $2,436.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 15 | Common | Common Stock | 2023-03-14 | S | D | 4,739 | $2,421.45 | 23,433.83 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,421.00 - $2,421.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 16 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-03-14 | M | D | 29,511 | $0.00 | 0 | D | $736.00 · — to 2025-10-08 | 29,511 Common Stock | (F14) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 7, 2019. |