Form 4 for UPS United Parcel Service
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-27 · accession 0001225208-23-004310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-29 | 2023-03-27 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | F - Tax | $186.07 | -127.42 | 73.2K | -0.2% | -$23.7K |
| D | 2023-03-29 | 2023-03-27 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | +282.54 | 73.4K | +0.4% | $0 |
| D | 2023-03-29 | 2023-03-27 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | -282.54 | 568 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-27 | F | D | 127.42 | $186.07 | 73,225.25 | D | — | — | (F1) Includes 2,318.8328 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2023-03-27 | M | A | 282.54 | $0.00 | 73,352.67 | D | — | — | (F1) Includes 2,318.8328 shares in the reporting person's 401(k) account. |
| 3 | Derivative | Restricted Stock Units | 2023-03-27 | M | D | 282.54 | $0.00 | 568 | D | — · — to 2024-03-25 | 282.54 Class A Common Stock | (F4) Includes dividend equivalent units attributed to the RSUs. (F2) Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. (F3) RSUs vest 25% the first year, 25% the second year and 50% the third year. Current vesting represents the second tranche of the 3 year vesting cycle. |