Form 4 for BR Broadridge Financial Solutions
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001225208-23-004522 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-01 | BR | Stingi Richard John | CHRO, Corp. VP | F - Tax | $146.57 | -1,681 | 4,952 | -25% | -$246.4K |
| D | 2023-04-04 | 2023-04-01 | BR | Stingi Richard John | CHRO, Corp. VP | M - OptEx | $0.00 | +1,360 | 6,633 | +26% | $0 |
| D | 2023-04-04 | 2023-04-01 | BR | Stingi Richard John | CHRO, Corp. VP | M - OptEx | $0.00 | -1,360 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | F | D | 695 | $146.57 | 5,937.80 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 1,360 | $0.00 | 6,632.80 | D | — | — | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2023 1,360 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 3 | Common | Common Stock | 2023-04-01 | F | D | 986 | $146.57 | 4,951.80 | D | — | — | (F2) Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,904 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2023. |
| 4 | Derivative | FY2020 RSUs | 2023-04-01 | M | D | 1,360 | $0.00 | 0 | D | $0.00 · — to — | 1,360 Common Stock | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2023 1,360 Restricted Stock Units vested and converted into an equal number of shares of common stock. |