Form 4 for RF Regions Financial Corporation
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001225208-23-004575 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-04-01 | RF | Allen Karin K | Principal Accounting Off | M - OptEx | $0.00 | +7,289 | 36.5K | +25% | $0 |
| D | 2023-04-04 | 2023-04-01 | RF | Allen Karin K | Principal Accounting Off | F - Tax | $18.56 | -2,140 | 34.4K | -6% | -$39.7K |
| D | 2023-04-04 | 2023-04-03 | RF | Allen Karin K | Principal Accounting Off | A - Grant | $0.00 | +1,742 | 7,986 | +28% | $0 |
| D | 2023-04-04 | 2023-04-01 | RF | Allen Karin K | Principal Accounting Off | M - OptEx | $0.00 | -7,289 | 5,732 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | M | A | 7,289 | $0.00 | 36,534 | D | — | — | (F1) Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023. |
| 2 | Common | Common Stock | 2023-04-01 | F | D | 2,140 | $18.56 | 34,394 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-04-03 | A | A | 1,742 | $0.00 | 7,985.66 | D | — · — to — | 1,742 Common Stock | (F4) Includes quarterly cash dividends that were reinvested in restricted stock units. (F3) Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. (F5) The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025. |
| 4 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 7,289 | $0.00 | 5,731.62 | D | — · — to — | 7,289 Common Stock | (F4) Includes quarterly cash dividends that were reinvested in restricted stock units. (F3) Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. (F1) Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023. |