Form 4 for USB U.S. Bancorp
Accepted 2023-04-24 00:00:00 ET · period of report 2023-04-20 · accession 0001225208-23-004952 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-24 | 2023-04-21 | USB | Colberg Alan B. | Dir | P - Purchase | $34.14 | +10.0K | 10.1K | +20,000% | +$341.4K |
| D | 2023-04-24 | 2023-04-20 | USB | Colberg Alan B. | Dir | A - Grant | $0.00 | +5,035 | 5,035 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2023-04-21 | P | A | 10,000 | $34.14 | 10,050 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $34.01 to $34.27. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 2 | Derivative | Restricted Stock Units | 2023-04-20 | A | A | 5,035 | $0.00 | 5,035 | D | — · 2023-04-20 to — | 5,035 Common Stock, $0.01 par value | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. |