Form 4 for CARR Carrier Global
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-14 · accession 0001225208-23-005953 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-16 | 2023-05-14 | CARR | Gitlin David L. | COB, CEO, Dir | F - Tax | $42.40 | -34.1K | 240.5K | -12% | -$1.44M |
| D | 2023-05-16 | 2023-05-14 | CARR | Gitlin David L. | COB, CEO, Dir | M - OptEx | $0.00 | +92.1K | 274.6K | +50% | $0 |
| D | 2023-05-16 | 2023-05-14 | CARR | Gitlin David L. | COB, CEO, Dir | M - OptEx | $0.00 | -92.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-14 | F | D | 34,069 | $42.40 | 240,518 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-14 | M | A | 92,078 | $0.00 | 274,587 | D | — | — | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. |
| 3 | Derivative | Restricted Stock Unit RSU | 2023-05-14 | M | D | 92,078 | $0.00 | 0 | D | $16.55 · 2023-05-14 to — | 92,078 Common Stock | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. (F2) On May 14, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. |