Form 4 for CARR Carrier Global
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-16 · accession 0001225208-23-006006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-17 | 2023-05-16 | CARR | Gitlin David L. | COB, CEO, Dir | F - Tax | $42.15 | -72.8K | 352.7K | -17% | -$3.07M | |
| 2023-05-17 | 2023-05-16 | CARR | Gitlin David L. | COB, CEO, Dir | A - Grant | $0.00 | +185.0K | 425.5K | +77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-16 | F | D | 72,782 | $42.15 | 352,696 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-16 | A | A | 184,960 | $0.00 | 425,478 | D | — | — | (F1) The acquisition of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on May 14, 2020 as part of a founder's grant awarded to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested solely upon achievement of the pre-established performance target for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria was satisfied at the 200% level. |