Form 4 for CARR Carrier Global
Accepted 2023-05-25 00:00:00 ET · period of report 2023-05-24 · accession 0001225208-23-006235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-25 | 2023-05-24 | CARR | Gitlin David L. | COB, CEO, Dir | M - OptEx | $0.00 | +412 | 353.1K | +0.1% | $0 |
| D | 2023-05-25 | 2023-05-24 | CARR | Gitlin David L. | COB, CEO, Dir | F - Tax | $41.30 | -153 | 353.0K | -0.0% | -$6,319 |
| D | 2023-05-25 | 2023-05-24 | CARR | Gitlin David L. | COB, CEO, Dir | M - OptEx | $0.00 | -412 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-24 | M | A | 412 | $0.00 | 353,108 | D | — | — | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 2 | Common | Common Stock | 2023-05-24 | F | D | 153 | $41.30 | 352,955 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit RSU | 2023-05-24 | M | D | 412 | $0.00 | 0 | D | — · 2023-05-14 to — | 412 Common Stock | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F2) The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023. |