Form 4 for JFR NUVEEN FLOATING RATE INCOME FUND
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001225208-23-007876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-02 | 2023-07-31 | JFR | Caraher Scott C. | Portfolio Manager | J - Other | $0.00 | +114.6K | 114.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-31 | J | A | 62,923 | $0.00 | 62,923 | D | — | — | (F2) NSL shares to JFR (F1) The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. |
| 2 | Common | Class A Common Stock | 2023-07-31 | J | A | 51,636 | $0.00 | 114,559 | D | — | — | (F3) JRO shares converted to JFR (F1) The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. |