Form 4 for BR Broadridge Financial Solutions
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-10 · accession 0001225208-23-008203 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-11 | 2023-08-10 | BR | SCHIFELLITE ROBERT | Corp. SVP | S - Sale+OE | $179.27 | -26.1K | 69.2K | -27% | -$4.68M |
| D | 2023-08-11 | 2023-08-10 | BR | SCHIFELLITE ROBERT | Corp. SVP | M - OptEx | $93.88 | +23.9K | 74.2K | +47% | +$2.24M |
| D | 2023-08-11 | 2023-08-10 | BR | SCHIFELLITE ROBERT | Corp. SVP | M - OptEx | $0.00 | -23.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-10 | S | D | 21,109 | $179.27 | 48,081.67 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.06 - $180.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
| 2 | Common | Common Stock | 2023-08-10 | M | A | 23,877 | $93.88 | 74,190.67 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-10 | S | D | 5,000 | $179.27 | 69,190.67 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.06 - $180.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-08-10 | M | D | 23,877 | $0.00 | 0 | D | $93.88 · 2019-02-12 to 2028-02-12 | 23,877 Common Stock |