Form 4 for DBI Designer Brands Inc.
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001225208-23-008858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-12 | 2023-09-08 | DBI | Ferree Deborah L | Vice COB, Chief Product Off | F - Tax | $12.66 | -46.6K | 446.8K | -9% | -$589.5K |
| D | 2023-09-12 | 2023-09-08 | DBI | Ferree Deborah L | Vice COB, Chief Product Off | S - Sale+OE | $12.05 | -150.0K | 296.8K | -34% | -$1.81M |
| D | 2023-09-12 | 2023-09-08 | DBI | Ferree Deborah L | Vice COB, Chief Product Off | M - OptEx | $0.00 | +102.7K | 493.4K | +26% | $0 |
| DM | 2023-09-12 | 2023-09-08 | DBI | Ferree Deborah L | Vice COB, Chief Product Off | M - OptEx | $0.00 | -102.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares | 2023-09-08 | F | D | 46,565 | $12.66 | 446,813 | D | — | — | |
| 2 | Common | Class A Common Shares | 2023-09-08 | S | D | 150,000 | $12.05 | 296,813 | D | — | — | (F1) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $12.00 to $12.61. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 3 | Common | Class A Common Shares | 2023-09-08 | M | A | 102,678 | $0.00 | 493,378 | D | — | — | |
| 4 | Derivative | Dividend Equivalent Rights | 2023-09-08 | M | D | 2,678 | $0.00 | 11,447 | D | — · — to — | 2,678 Class A Common Shares | (F2) The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. |
| 5 | Derivative | Restricted Stock Unit | 2023-09-08 | M | D | 100,000 | $0.00 | 0 | D | — · — to 2023-09-08 | 100,000 Class A Common Shares | (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. (F4) Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. |