Form 4 for BR Broadridge Financial Solutions
Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-19 · accession 0001225208-23-009000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-20 | 2023-09-19 | BR | SCHIFELLITE ROBERT | Corp. SVP | M - OptEx | $118.47 | +70.2K | 117.5K | +148% | +$8.31M |
| DM | 2023-09-20 | 2023-09-19 | BR | SCHIFELLITE ROBERT | Corp. SVP | M - OptEx | $0.00 | -70.2K | 10.5K | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | M | A | 21,589 | $117.34 | 102,998.67 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-19 | M | A | 28,015 | $98.31 | 81,409.67 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-19 | M | A | 6,090 | $144.84 | 123,575.67 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-19 | M | A | 14,487 | $148.07 | 117,485.67 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-09-19 | M | D | 28,015 | $0.00 | 0 | D | $98.31 · 2020-02-11 to 2029-02-11 | 28,015 Common Stock | |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-09-19 | M | D | 6,090 | $0.00 | 18,272 | D | $144.84 · 2023-02-14 to 2032-02-14 | 6,090 Common Stock | |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-09-19 | M | D | 21,589 | $0.00 | 7,197 | D | $117.34 · 2021-02-04 to 2030-02-04 | 21,589 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-09-19 | M | D | 14,487 | $0.00 | 10,488 | D | $148.07 · 2022-02-12 to 2031-02-12 | 14,487 Common Stock |