Form 4 for WM Waste Management
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-30 · accession 0001225208-23-009861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-01 | 2023-10-30 | WM | Fish James C Jr | Pres, CEO | F - Tax | $163.50 | -70.0K | 181.5K | -28% | -$11.44M |
| DM | 2023-11-01 | 2023-10-30 | WM | Fish James C Jr | Pres, CEO | M - OptEx | $120.02 | +83.4K | 218.6K | +62% | +$10.01M |
| DM | 2023-11-01 | 2023-10-30 | WM | Fish James C Jr | Pres, CEO | M - OptEx | $120.02 | -83.4K | 32.9K | -72% | -$10.01M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-30 | F | D | 69,964 | $163.50 | 181,488 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-30 | M | A | 32,850 | $110.81 | 251,452 | D | — | — | (F2) Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. |
| 3 | Common | Common Stock | 2023-10-30 | M | A | 50,569 | $126.01 | 218,602 | D | — | — | (F1) Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-10-30 | M | D | 50,569 | $126.01 | 0 | D | $126.01 · 2021-02-19 to 2030-02-19 | 50,569 Common Stock | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-10-30 | M | D | 32,850 | $110.81 | 32,850 | D | $110.81 · 2022-02-23 to 2031-02-23 | 32,850 Common Stock |