Form 4 for EW Edwards Lifesciences
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-03 · accession 0001225208-23-010019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-06 | 2023-11-03 | EW | MUSSALLEM MICHAEL A | Dir | M - OptEx | $36.75 | +29.4K | 33.8K | +654% | +$1.08M |
| DMI | 2023-11-06 | 2023-11-06 | EW | MUSSALLEM MICHAEL A | Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
| D | 2023-11-06 | 2023-11-03 | EW | MUSSALLEM MICHAEL A | Dir | S - Sale+OE | $67.18 | -29.4K | 4,486 | -87% | -$1.97M |
| D | 2023-11-06 | 2023-11-03 | EW | MUSSALLEM MICHAEL A | Dir | M - OptEx | $0.00 | -29.4K | 176.1K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-03 | M | A | 29,350 | $36.75 | 33,835.82 | D 401(k) | — | — | |
| 2 | Common | Common Stock | 2023-11-06 | G | A | 371,689 | $0.00 | 4,038,377 | I | — | — | (F3) In connection with an in-kind transfer of shares from the Reporting Person's 401(k) account to his Living Trust, the remaining 0.7321 of one share was automatically sold by the 401(k) plan administrator at a price of $63.505269 per share, for a total of $46.50, to comply with the plan administrator's policy prohibiting the transfer of a fractional share. |
| 3 | Common | Common Stock | 2023-11-06 | G | D | 371,689 | $0.00 | 0 | I | — | — | (F3) In connection with an in-kind transfer of shares from the Reporting Person's 401(k) account to his Living Trust, the remaining 0.7321 of one share was automatically sold by the 401(k) plan administrator at a price of $63.505269 per share, for a total of $46.50, to comply with the plan administrator's policy prohibiting the transfer of a fractional share. |
| 4 | Common | Common Stock | 2023-11-03 | S | D | 29,350 | $67.18 | 4,485.82 | D By Living Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $66.59 to $67.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Employee Stock Option (Right to Acquire) | 2023-11-03 | M | D | 29,350 | $0.00 | 176,100 | D | $36.75 · 2017-06-11 to 2024-05-10 | 29,350 Common Stock |