Form 4 for SABA Saba Capital Income & Opportunities Fund II
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-09 · accession 0001225208-23-010234 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-14 | 2023-11-09 | SABA | FRANKLIN RESOURCES INC | Affiliate of Investment Adv | U - Tender | $4.19 | -102.9K | 54.0K | -66% | -$431.1K |
| 2023-11-14 | 2023-11-09 | SABA | FRANKLIN RESOURCES INC | Affiliate of Investment Adv | U - Tender | $4.19 | -6.55M | 3.44M | -66% | -$27.44M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of beneficial interest | 2023-11-09 | U | D | 102,881 | $4.19 | 54,047 | I | — | — | (F2) Includes 10,996 shares remaining that were previously acquired by Charles B. Johnson, 20,932 shares having been sold. Also, includes 43,051 shares remaining that were previously acquired by the Johnson Family Trust, 81,949 shares having been sold. The shares were sold by Charles B. Johnson and the Johnson Family Trust in a tender of shares pursuant to a self-tender offer by the Issuer. Charles B. Johnson is an Executive Consultant for Franklin Resources, Inc. and Trustee of the Johnson Family Trust. (F1) See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. |
| 2 | Common | Shares of beneficial interest | 2023-11-09 | U | D | 6,549,764 | $4.19 | 3,440,823 | D See Footnote | — | — | (F1) See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. |