Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2023-11-15 00:00:00 ET · period of report 2023-11-13 · accession 0001225208-23-010237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-15 | 2023-11-13 | RCKY | Robertson Thomas D. | COO, CFO, Treas | M - OptEx | $0.00 | +651 | 14.7K | +5% | $0 |
| D | 2023-11-15 | 2023-11-13 | RCKY | Robertson Thomas D. | COO, CFO, Treas | M - OptEx | $0.00 | -651 | 1,303 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2023-11-13 | M | A | 651 | $0.00 | 14,701 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2023-11-13 | M | D | 651 | $0.00 | 1,303 | D | — · — to 2025-11-14 | 651 Common Stock, without par value | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. (F2) Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. |