Form 4 for RJF Raymond James Financial
Accepted 2023-11-24 00:00:00 ET · period of report 2023-11-22 · accession 0001225208-23-010423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-24 | 2023-11-22 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | +750 | 20.3K | +4% | $0 |
| D | 2023-11-24 | 2023-11-22 | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | -750 | 750 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | M | A | 750 | $0.00 | 20,265 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Derivative | Restricted Stock Units | 2023-11-22 | M | D | 750 | $0.00 | 750 | D | — · — to 2024-11-22 | 750 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024. |