Form 4 for RJF Raymond James Financial
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-22 · accession 0001225208-23-010426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-27 | 2023-11-22 | RJF | Catanese George | CRO | M - OptEx | $0.00 | +900 | 13.0K | +7% | $0 |
| D | 2023-11-27 | 2023-11-22 | RJF | Catanese George | CRO | G - Gift | $0.00 | -1,000 | 11.8K | -8% | $0 |
| D | 2023-11-27 | 2023-11-22 | RJF | Catanese George | CRO | F - Tax | $104.27 | -198 | 12.8K | -2% | -$20.6K |
| D | 2023-11-27 | 2023-11-22 | RJF | Catanese George | CRO | M - OptEx | $0.00 | -900 | 900 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | M | A | 900 | $0.00 | 12,981 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2023-11-22 | G | D | 1,000 | $0.00 | 11,783 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-22 | F | D | 198 | $104.27 | 12,783 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-11-22 | M | D | 900 | $0.00 | 900 | D | — · — to 2024-11-22 | 900 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024. |