Form 4 for RJF Raymond James Financial
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-22 · accession 0001225208-23-010448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-27 | 2023-11-22 | RJF | Raney Steven M | Pres, CEO RJBank | M - OptEx | $0.00 | +1,500 | 56.2K | +3% | $0 |
| D | 2023-11-27 | 2023-11-22 | RJF | Raney Steven M | Pres, CEO RJBank | F - Tax | $104.27 | -330 | 55.9K | -0.6% | -$34.4K |
| D | 2023-11-27 | 2023-11-22 | RJF | Raney Steven M | Pres, CEO RJBank | M - OptEx | $0.00 | -1,500 | 1,500 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | M | A | 1,500 | $0.00 | 56,250 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 58 shares of common stock acquired on March 2, 2023, 68 shares of common stock acquired on June 2, 2023, and 58 shares of common stock acquired on September 5, 2023, pursuant to the registrant's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-11-22 | F | D | 330 | $104.27 | 55,920 | D | — | — | (F2) Includes 58 shares of common stock acquired on March 2, 2023, 68 shares of common stock acquired on June 2, 2023, and 58 shares of common stock acquired on September 5, 2023, pursuant to the registrant's Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-11-22 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2024-11-22 | 1,500 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024. |